Advisory & Implementation
Compliance Consultancy
for Regulated Institutions
From gap analysis to audit readiness — we bring practitioner-level expertise across AML, cybersecurity, information security, and data protection frameworks. Whether you need a targeted assessment or a full programme build, we work as an extension of your team.
Our Service Lines
Five practice areas covering the frameworks that matter most to European financial institutions and technology companies.
Financial Crime & AML Compliance
What We Deliver
- AML/CFT risk assessment and gap analysis
- Transaction monitoring rule design and calibration
- KYC/CDD programme design and remediation
- SAR/STR workflow design and regulatory reporting
- BaFin, DNB and FCA examination preparation
Digital Operational Resilience & Cybersecurity
What We Deliver
- DORA gap analysis and implementation roadmap
- ICT risk management framework development
- Third-party ICT risk assessment and oversight
- Incident reporting and classification design
- Threat-Led Penetration Testing (TLPT) programme design
Information Security, Risk & Assurance
What We Deliver
- ISMS implementation and certification readiness
- SOC 2 Type I/II readiness assessment and evidence preparation
- PCI DSS gap analysis and remediation planning
- AI governance framework design (ISO 42001)
- Enterprise risk management programme development
IT Service Management
What We Deliver
- ITIL practice adoption and maturity assessment
- Service management process design and optimisation
- ISO 20000 certification readiness
- Service catalogue and SLA framework development
Data Protection & Privacy
What We Deliver
- Data protection impact assessments (DPIA)
- Records of Processing Activities (RoPA) creation
- Data Protection Officer (DPO) as a service
- Privacy programme design and implementation
- Regulatory response and breach notification support
How We Work
Three engagement models designed to meet you where you are — whether you need a baseline, a build, or an ongoing partner.
Assessment
Targeted gap analysis against a specific framework. You receive a findings report, a prioritised remediation roadmap, and a clear picture of your current posture.
Typical duration: 2–4 weeks
Implementation
Hands-on build-out of policies, controls, processes, and technical configurations. We embed with your team until the programme is operational and audit-ready.
Typical duration: 2–6 months
Ongoing Advisory
Retained advisory for regulatory change monitoring, examination preparation, policy reviews, and ad-hoc compliance questions. Think of it as a fractional compliance office.
Retainer: Monthly or quarterly
Consultancy + Platform = Complete Coverage
Our consultancy services design the compliance programme. The VINCTA platform operationalises it — orchestrating vendor alerts, enforcing investigation workflows, and maintaining the audit trail that proves your programme works. Together, they close the gap between policy and proof.